This post explores critical factors in choosing the right 22c-2 compliance solution, focusing on the self-service and full-service models offered by SalesPage, a trusted partner and leading solutions provider in the field. 

Your SEC Rule 22c-2 compliance and risk responsibility, whether it’s the function of an individual or a dedicated team, is to maintain a program that ensures you stay compliant and avoid penalties without putting a strain on your internal resources. This article shares three risk factors asset managers should consider when evaluating their 22c-2 compliance program. 

While SalesPage systems have typically been a primary source of record for our clients’ 22c-2 compliance, we now offer turnkey technology for asset managers bundled into our platform.